Accredited Compliance Officer Training Course Online

CPD certificates are accepted by thousands of professional bodies and government regulators here in the UK and around the world. Moreover, many organisations look for employees with CPD requirements, which means that by doing this Compliance certification course, you would be a potential candidate in your respective field.

Module 01-Introduction To Compliance Officer

• Overview Of Compliance Officer
• Compliance Officers Work
• Compliance Officer Key Skills
• Compliance Officer Responsibilities
• Skills And Qualifications For A Compliance Officer

Module 02- Role And Responsibilities Of A Compliance Officer

• Understanding The Role Of A Compliance Officer
• Steps To Become A Compliance Officer
• Compliance Officer’s Responsibilities
• Pros Of Being A Compliance Officer
• Cons Of Being A Compliance Officer
• Skills And Qualities Of An Effective Compliance Officer

Module 03- Compliance Management System (CMS)

• Cms And Its Importance
• Elements Of A Compliance Management System
• Implementing An Effective Compliance Management System
• Challenges Of Compliance Management

Module 04- Compliance Program

• Introduction Of Compliance Program
• Benefits Of A Compliance Program
• Create Or Improve A Compliance Program
• Effective Compliance Management Program
• The Need Of A Compliance Program

Module 05- Compliance And Audit

• Compliance Auditors
• Purpose Of A Compliance Audit
• Major Challenges Of Compliance Auditing
• Conduct A Compliance Audit
• Steps To Becoming A Compliance Auditor
• Responsibilities Of Compliance Auditing Officers

Module 06- Compliance And Ethics

• Compliance And Ethics
• Distinction Between Compliance And Ethics
• Benefits Of Integrating Compliance And Ethics In Business Practices
• Ensuring Ethics And Compliance During Collaboration
• Consequences Of Failing To Differentiate Between Compliance And Ethics
• 5 Best Practices For A Successful Ethics And Corporate Compliance Program

Module 07- Compliance Risk And Types Of Risk

• Compliance Risk
• Compliance Risk Impact
• Types Of Compliance Risks
• Key Components Of Compliance Risk Management
• 4 Steps To Creating A Compliance Risk Management Plan
• Managing Compliance Risk: A Step-By-Step Approach

Module 08- Risk Management Process

• Importance Of Risk Management
• Steps In The Risk Management Process
• Best Practices Of Compliance Risk Management
• Challenges Of Compliance Risk Management
• The Benefits Of Effective Risk Management

Module 09- Risk Assessment

• Importance Of Risk Assessment In Compliance Management
• Conduct A Compliance Risk Assessment
• Key Steps To Compliance Risk Assessment
• Manage Compliance Risk

Module 10- Anti-Money Laundering (AML)

• Anti-Money Laundering (AML)
• Aml Regulations
• Benefits Of AML Training
• Implementation Of AML Training
• Effective Aml Training Advantages
• Purpose Of An AML Compliance Program

Module 11- Conclusion

• Recap Key Learnings
• Professional Development Roadmap
• Future of Compliance

• Aspiring Compliance Officers
  
• Risk Management Professionals
  
• Legal and Regulatory Professionals
  
• Business Managers
  
• Corporate Governance Specialists
  
• Entrepreneurs interested in compliance management

• There are no academic entry requirements for this compliance officer course, and it is open to students of all academic backgrounds.
• However, you are required to have a laptop/desktop/tablet or smartphone and a good internet connection.

This compliance officer course assesses learners through multiple-choice questions (MCQs). Upon successful completion of the modules, learners must answer MCQs to complete the assessment procedure. Through the MCQs, it is measured how much a learner could grasp from each section. In the assessment, the pass mark is 60%.

You should also check out our Compliance Frameworks and Regulations Course to understand compliance management better and implement it in your business.

Certificate of Achievement from Lead Academy

After passing the MCQ exam, you can order your certificate of achievement as proof of your new skill. You will get the CPD-accredited PDF certificate free of cost, which is included with the course. There is an additional fee to obtain a printed copy of the CPD-accredited certificate, which is £35.