This curriculum covers the following modules:
Module 01- Introduction To Compliance And Compliance Program
- Compliance And Why Compliance Matters
- Importance Of Compliance
- Introduction Of Compliance Program
Module 02- Risk Assessment And Risk Management
- Overview Of Risk Assessment And Risk Management
- Risk Assessment In The Workplace
- Five-Step Process For Completing A Risk Assessment
- Five Essential Steps Of A Risk Management Process
- The Benefits Of Effective Risk Management
Module 03- Compliance Policies And Procedures
- Compliance Policies
- The Purpose Of Compliance Policies
- Different Types Of Compliance Policies
- Key Components Of A Compliance Procedure
- Strategies To Ensure Compliance With Policies And Procedures
- Benefits Of Effective Compliance Procedures
Module 04- Compliance And Regulatory Frameworks
- Compliance Frameworks
- Regulatory Frameworks And Importance Of Regulatory Frameworks
- Elements Of A Compliance Framework
- Compliance Framework Benefits Of An Organisations
- Regulatory Framework Work Structure
- Regulatory Compliance Best Practices
Module 05- Compliance Auditing
- Compliance Audit
- Conduct A Compliance Audit
- Necessary Skills For Compliance Auditors
- Top 10 Benefits Of A Comprehensive Compliance Audit Checklist
- Implications Of Overlooking Compliance Regulations
- Comprehensive Compliance Audit Checklist
Module 06- Monitoring And Reporting
- Compliance Monitoring And Compliance Reporting
- The Importance Of Compliance Monitoring
- A Compliance Monitoring Plan
- The Challenges Of Compliance Monitoring
- Types Of Compliance Reports
- Benefits Of Effective Compliance Monitoring And Reporting
- 5 Steps For A Thorough Compliance Reporting Process
Module 07- Employee Training Regarding Program
- Compliance Training
- Importance Of Compliance Training In The Workplace
- Benefits Of Compliance Training
- Develop A Compliance Training Program In 8 Steps
- 3 Critical Compliance Training Challenges
- Implementation Of Compliance Training
Module 08- Ethics And Compliance Culture
- Ethics In Corporate Culture
- Importance Of Ethics In Corporate Culture
- Creating A Culture Of Ethics And Compliance I+
- n The Organisation
- Benefits Of Embedding Ethics In Corporate Culture
- 10 Ways To Create A Culture Of Compliance
Module 09- Developing A Compliance Program
- Benefits Of A Compliance Program
- Key Components Of Compliance Documentation
- 10 Ways To Create A Culture Of Compliance
Module 10- Implementation Of A Compliance Program
- Key Elements Of The Compliance Program
- Purpose Of A Corporate Compliance Program
- Corporate Compliance Program
- Key Players In The Compliance Program
- Steps For Implementing A Corporate Compliance Program
Module 11- Conclusion